Compliance Officer & Dealing Representative
416-400-3977 x 10
Marcus has been involved in the financial services industry for over 3 years. Marcus started his career as an underwriter for Indigoblue Mortgage Investment Corporation and later transitioned into investor relations and compliance side of the business. Marcus pursued his passion for compliance by acquiring his Dealing Representative license and further enhanced his knowledge and understanding of the exempt market products and services by completing the Exempt Markets Products as well as the Officer’s, Partner’s and Director’s courses from the IFSE. As a Compliance Officer, Marcus takes pride in delivering quality service to investors in all aspects of the investment process. Marcus holds an Honours Bachelor of Science from the University of Toronto, specializing in Biomedical Toxicology with a minor in Economics.
416-400-3977 x 27
Sam grew up in Brampton, Ontario and has been a resident there for almost 20 years. An avid learner, he has keep up to date with financial certifications including IFIC, CSC, CPH, PFPC and most recently completing the Exempt Market Proficiency course. Sam has spent almost 20 years in the financial industry working for CIBC, RBC and most recently Scotiabank as a Financial Advisor when he decided to leave the hectic banking world to spend more time focusing on family & wellness. After exiting the corporate world, Sam became educated on the private markets while learning ways to ensure financial security for his clients. Having learned private market opportunities are not very well known in Ontario, he felt inspired to gain the education and necessary registration so that he could help individuals and businesses be successful. How? Through protecting and growing their financial assets through private market investments.
416-400-3977 x 18
Aniko has been working in the financial services industry since 2006 in various capacities and has extensive experience in real estate financing. As an exempt market dealing representative, Aniko is able to leverage her understanding of complex financial products to the benefit of her clients. She has the ability and knowledge to lift the fog surrounding exempt market products by explaining financial concepts and product features clearly to her clients. Aniko lives in Markham with her husband and their four young children.